Event date:
Thu, 28/06/2012 - 08:00 - 09:15
Speaker:
Neville Sarony, QC SC, Head of π Chambers
The AMLO came into effect on All Fools’ day, presaging perhaps its design on creating an Orwellian atmosphere of systemic suspicion in the financial sector at all levels. The objective of this presentation, within the constraints of time, is to consider the ramifications of non-compliance, especially the exposure to criminal prosecution and what, if any, systems can be put in place to minimize vulnerability to the sanctions in the armoury of the Securities and Future Commission.